Clik here to view.
Forging relationships: How CME Group uses social media
Today’s Q-and-A is with Allan Schoenberg, director of corporate communications at CME Group. Schoenberg and his team help manage the development and execution of global corporate communications for the...
View ArticleSIFMA Annual Meeting: SEC is focused on informing Wall Street and consumers,...
This post is by SmartBrief Finance Editor Sean McMahon, who is reporting live from the annual meeting for the Securities Industry and Financial Markets Association today in New York. For more coverage...
View ArticleClik here to view.
Don Walker on what’s next in financial regulation
Don Walker is a senior managing director at FTI Consulting and a former senior assistant chief accountant in the Division of Corporation Finance at the Securities and Exchange Commission. He recently...
View ArticleWhat you need to know about the SEC’s whistle-blower rules
The Securities and Exchange Commission’s decision Wednesday to create a $300 million whistle-blower program is expected to alter the way some individuals report — and the SEC polices — suspected...
View ArticleClik here to view.
This week’s most clicked
Why economists are gloomy about the employment outlook; how to handle your office’s resident complainer; and how saying you’re sorry can help to build trust. It’s all in this week’s top five...
View ArticleDerivatives experts see another level of regulatory arbitrage taking shape
Panelists tasked with dissecting the impact of the Dodd-Frank Act at the Futures & Options Expo touched on topics including position limits, margins, swaps dealers and clearing, but the one topic...
View ArticleClik here to view.
This week’s most clicked
How to spot a bad boss; office-assistant horror stories; and what you need to know about state taxes. It’s all in this week’s top five most-clicked links in SmartBrief for CFOs: Stay away from these...
View ArticleThought Leadership: Feb. 7 to 14, 2012
A collection of opinion and analysis pieces from the past week … The Wall Street Journal weighs in — with a full dose of sarcasm — on the Securities and Exchange Commission’s move to reform the money...
View ArticleCapital is still hard to come by for some small businesses
“I’ve been delighted today to see a lot of optimism, but we don’t want to neglect the fact that a lot of businesses have been hit hard” by the recession and decreased access to capital, National...
View ArticleThought Leadership: Aug. 14, 2012
The U.S. is on the right track with the Financial Accounting Standards Board’s expected-loss model, Tim Bush of Pensions and Investment Research Consultants writes in Financial News: “It is time for...
View ArticleCME Group’s Jachym analyzes international regulatory reform efforts
Jonathan Jachym is the Executive Director of Government Relations for CME Group. Based in London, Jachym has interacted with regulators in the the U.S., UK and Brussels on various financial regulatory...
View ArticleICYMI – August 30
A collection of stories from SmartBrief publications and around the web… M.I.T. economist dissects financial innovation: Massachusetts Institute of Technology economist Alp Simsek has published a new...
View ArticleICYMI – January 17
A collection of stories from SmartBrief publications and around the web… Hedge funds run by women outperform industry index: In recent years, female hedge fund managers have delivered significantly...
View ArticleICYMI – April 11
A collection of stories from SmartBrief publications and around the web… “One last thing before I go…”: This retirement speech by James Kidney, a former trial lawyer at the Securities and Exchange...
View ArticleICYMI – April 25
A collection of stories from SmartBrief publications and around the web… Regulating trust: Trust. It is a buzzword in the wealth management industry. Advisers and Wall Street leaders say the industry...
View ArticleAdvisers can make meaningful connections via social media, expert says
Social media has become a necessity for financial advisers to stay “top of mind” with clients and prospects, but they need to be able to “put the time and dedication into it” in order to make their...
View ArticleSEC’s Stein touches all the bases in discussion on data, technology
SEC Commissioner Kara Stein has no qualms dissecting the role data plays in today’s financial markets. If anything, she seems to be making it her mission to educate anyone who will listen about the...
View ArticleICYMI – April 17
Just wrapped up a week in sunny San Diego covering the SIFMA Ops conference. Hours and hours of great speakers and insights. A few observations: SEC Commissioner Kara Stein is ambitious: As covered...
View ArticleWhen it comes to the Flash Crash trader, intent matters
The circumstances surrounding the arrest of Navinder Sarao for his actions related to the Flash Crash have been covered widely, but there is one angle that seems to be slipping through the cracks:...
View ArticleSurvey finds firms need to ‘mind the gap’ in e-communications compliance
The volume of data associated with communications in the financial services sector has exploded in recent years. But as firms allow communication to take place across more channels, a recent survey...
View Article
